Canadian Companies and Fund Votes | CII Teleconference: Sustainability - How Companies are Moving Beyond Compliance. June 25, 2010 | ||
| NEW Research Report: Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook. June 2010 | ||
| Research Report: Proxy Voting by Canadian Funds: 2006-2008. Laura O'Neil and Jackie Cook. June 2009 | ||
| Research Report: Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook. May 2009 | ||
| Mutual Funds' Votes on Executive Compensation Resolutions (posted Oct. 21, 2008) | ||
| Mutual Funds' Votes on Say-on-Pay at 'Bailout Banks' (posted Oct. 16, 2008) | ||
| Mini Survey of Mutual Funds' Votes: 2004-2008 (posted Sept. 15, 2008) | ||
| Compare Governance with Social Responsibility Resolutions (2008) | ||
| Compare Management with Shareholder Resolutions (2008) | ||
| Votes on Management Resolutions (2004-2008) | ||
| Votes on Shareholder Resolutions (2004-2008) | ||
| Votes on Director Elections (2004-2006) | ||
| Votes on Corporate Social Responsibility Resolutions (2004-2008) | ||
| Votes on Corporate Governance Resolutions (2004-2008) | ||
| SUPPORT FOR SHAREHOLDER-SPONSORED GOVERNANCE RESOLUTIONS BY FUND FAMILIES FROM 2004 TO 2008 | ||
| Fund Family | % Support for Governance Resolutions (2004 2005 2006 2007 2008) | Resns Voted (2004/2005/2006/2007/2008) |
| ABN AMRO |  | 349 / 280 / 322 / 0 / - |
| AEGON |  | 3503 / 2558 / 1272 / 1390 / - |
| AIM |  | 1672 / 1404 / 1466 / 1462 / - |
| ALLIANCE (BERNSTEIN) |  | 903 / 877 / 966 / 985 / - |
| ALLIANZ |  | 1042 / 517 / 714 / 847 / - |
| AMERICAN |  | 618 / 639 / 535 / 821 / - |
| AMERICAN CENTURY |  | 2484 / 2114 / 2648 / 3373 / - |
| AMERIPRISE/AXP |  | 1887 / 1530 / 2181 / 2184 / - |
| AMERISTOCK |  | 85 / 61 / 80 / 0 / - |
| AMERITAS |  | 532 / 430 / 449 / 510 / - |
| AMIDEX |  | 1 / 0 / 20 / 0 / - |
| ARIEL |  | 65 / 17 / 44 / 0 / - |
| ARTISAN |  | 53 / 44 / 20 / 54 / - |
| BARCLAYS GLOBAL INVESTORS |  | 1872 / 275 / 336 / 365 / - |
| BEAR STEARNS |  | 129 / 0 / 0 / 0 / - |
| BERKSHIRE |  | 4 / 4 / 3 / 8 / - |
| BLACKROCK |  | 422 / 529 / 807 / 671 / - |
| BRIDGEWAY |  | 338 / 360 / 433 / 540 / - |
| CALVERT |  | 569 / 413 / 610 / 602 / - |
| CAPSTONE |  | 359 / 16 / 5 / 0 / - |
| CATHOLIC FUNDS |  | 369 / 274 / 204 / 0 / - |
| CITIZENS |  | 385 / 272 / 666 / 233 / - |
| COLUMBIA |  | 1196 / 906 / 1862 / 2981 / - |
| COVENTRY |  | 348 / 299 / 263 / 300 / - |
| CREDIT SUISSE |  | 272 / 232 / 478 / 0 / - |
| DAVIS |  | 40 / 31 / 39 / 58 / - |
| DELAWARE |  | 629 / 299 / 294 / 0 / - |
| DODGE & COX |  | 132 / 110 / 170 / 166 / - |
| DOMINI |  | 537 / 143 / 167 / 122 / - |
| DREYFUS |  | 1231 / 843 / 1053 / 1146 / - |
| ENTERPRISE |  | 788 / 403 / 61 / 63 / - |
| ETRADE |  | 0 / 367 / 413 / 0 / - |
| EXCELSIOR |  | 288 / 195 / 215 / 0 / - |
| FEDERATED |  | 1177 / 921 / 1014 / 1176 / - |
| FIDELITY |  | 3418 / 2702 / 3432 / 3449 / - |
| FIDELITY INVESTMENTS (CANADA) |  | 0 / 0 / 315 / 0 / - |
| FIFTH THIRD |  | 772 / 637 / 847 / 306 / - |
| FIRST EAGLE |  | 34 / 14 / 52 / 67 / - |
| FRANK RUSSELL |  | 2196 / 1548 / 1859 / 2005 / - |
| FRANKLIN |  | 1319 / 875 / 1397 / 1665 / - |
| GABELLI |  | 444 / 345 / 0 / 477 / - |
| GARTMORE |  | 603 / 669 / 1861 / 2490 / - |
| GOLDMAN SACHS |  | 1025 / 660 / 1623 / 1788 / - |
| GREEN CENTURY |  | 1 / 4 / 27 / 0 / - |
| HARBOR |  | 51 / 73 / 135 / 162 / - |
| INCOME FUND OF AMERICA |  | 111 / 95 / 0 / 0 / - |
| ING |  | 4060 / 4847 / 6377 / 6585 / - |
| INTEGRITY |  | 96 / 66 / 87 / 94 / - |
| INVESTMENT CO OF AMERICA |  | 169 / 134 / 0 / 0 / - |
| JANUS |  | 2168 / 1717 / 2322 / 2620 / - |
| JOHN HANCOCK/MIT |  | 2897 / 2520 / 5013 / 2810 / - |
| JP MORGAN |  | 184 / 62 / 175 / 227 / - |
| LAZARD |  | 194 / 178 / 381 / 336 / - |
| LEGG MASON |  | 2064 / 1744 / 1788 / 2098 / - |
| LIBERTY |  | 139 / 122 / 115 / 0 / - |
| LONGLEAF |  | 19 / 14 / 18 / 0 / - |
| LORD ABBETT |  | 709 / 740 / 1065 / 0 / - |
| MASSACHUSETTS INVESTORS |  | 95 / 51 / 78 / 78 / - |
| MASSMUTUAL |  | 2264 / 2388 / 2770 / 3622 / - |
| MELLON |  | 431 / 380 / 121 / 556 / - |
| MERRILL LYNCH |  | 502 / 456 / 399 / 1147 / - |
| MFS |  | 1667 / 919 / 1066 / 1176 / - |
| MMA PRAXIS |  | 163 / 141 / 186 / 190 / - |
| MORGAN STANLEY |  | 3772 / 2589 / 3285 / 2337 / - |
| NEUBERGER BERMAN |  | 207 / 216 / 444 / 0 / - |
| NEW ALTERNATIVES |  | 2 / 0 / 0 / 0 / - |
| NEW RIVER |  | 0 / 22 / 17 / 0 / - |
| NUVEEN |  | 206 / 156 / 237 / 0 / - |
| OPPENHEIMER |  | 590 / 475 / 603 / 592 / - |
| PARNASSUS |  | 35 / 42 / 117 / 82 / - |
| PAX |  | 35 / 35 / 34 / 0 / - |
| PIONEER |  | 610 / 521 / 791 / 843 / - |
| PUTNAM |  | 789 / 561 / 773 / 916 / - |
| QUAKER |  | 112 / 23 / 139 / 0 / - |
| SAFECO |  | 363 / 8 / 0 / 0 / - |
| SALOMON |  | 313 / 314 / 424 / 253 / - |
| SCHRODER |  | 233 / 206 / 235 / 258 / - |
| SCHWAB |  | 350 / 290 / 379 / 389 / - |
| SCUDDER |  | 1102 / 715 / 379 / 839 / - |
| SIERRA CLUB |  | 17 / 26 / 0 / 0 / - |
| STATE STREET |  | 1005 / 337 / 345 / 357 / - |
| STEWARD |  | 309 / 279 / 491 / 0 / - |
| STRONG |  | 881 / 56 / 0 / 0 / - |
| SWIB |  | 292 / 0 / 204 / 42 / - |
| T ROWE |  | 2718 / 2207 / 2799 / 2738 / - |
| TEMPLETON |  | 84 / 70 / 126 / 136 / - |
| TIAA-CREF |  | 2551 / 2226 / 6810 / 2346 / - |
| TRAVELERS |  | 1068 / 1059 / 641 / 151 / - |
| TRILLIUM |  | 208 / 190 / 20 / 0 / - |
| VAN KAMPEN |  | 551 / 726 / 918 / 1350 / - |
| VANGUARD |  | 4458 / 3340 / 4233 / 5094 / - |
| WALDEN |  | 75 / 55 / 64 / 100 / - |
| WELLS FARGO |  | 2517 / 4004 / 3011 / 1473 / - |
| WINSLOW |  | 0 / 0 / 1 / 0 / - |