FUND VOTES
Canadian Companies and Fund Votes
In-depth analysis of investment fund proxy voting.
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About Fund Votes
CII Teleconference: Sustainability - How Companies are Moving Beyond Compliance.
June 25, 2010
NEW Research Report:
Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook. June 2010
Research Report: Proxy Voting by Canadian Funds: 2006-2008. Laura O'Neil and Jackie Cook.
June 2009
Research Report: Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook.
May 2009
Mutual Funds' Votes on Executive Compensation Resolutions
(posted Oct. 21, 2008)
Mutual Funds' Votes on Say-on-Pay at 'Bailout Banks'
(posted Oct. 16, 2008)
Mini Survey of Mutual Funds' Votes: 2004-2008
(posted Sept. 15, 2008)
Compare Governance with Social Responsibility Resolutions
(2008)
Compare Management with Shareholder Resolutions
(2008)
Votes on Management Resolutions
(2004-2008)
Votes on Shareholder Resolutions
(2004-2008)
Votes on Director Elections
(2004-2006)
Votes on Corporate Social Responsibility Resolutions
(2004-2008)
Votes on Corporate Governance Resolutions
(2004-2008)
SUPPORT FOR SHAREHOLDER-SPONSORED RESOLUTIONS BY FUND FAMILIES IN 2008
Fund Family
% Support for
Corporate Governance
% Support for
Corporate Social Responsibility
Unique Resns Voted
ADVISORS
250
161
AIM
732
442
ALLIANCEBERNSTEIN
938
597
ALLIANZ
676
499
AMERICAN
741
466
AMERICAN CENTURY
2777
1984
AMERITAS
469
254
ARTISAN
44
29
BLACKROCK
1141
797
BRIDGEWAY
375
252
CALVERT
474
255
CAPSTONE
28
5
CITIZENS
30
32
CREDIT SUISSE
648
443
DAVIS
46
21
DODGE & COX
144
97
DOMINI
110
59
DREYFUS
532
344
DWS (DWS SCUDDER)
1014
674
FEDERATED
1021
678
FIDELITY
1370
745
FIFTH THIRD
309
243
FIRST EAGLE
28
18
FRANKLIN
1142
764
GOLDMAN SACHS
863
528
HARBOR
68
56
ING
6293
3780
JANUS
1960
1224
LEGG MASON
1922
1231
MASSACHUSETTS INVESTORS
55
45
MASSMUTUAL
1363
891
MELLON
68
46
MFS
576
426
MMA PRAXIS
272
145
MORGAN STANLEY
3110
1947
OPPENHEIMER
499
376
PARNASSUS
97
58
PHOENIX
2072
1318
PIONEER
570
449
PUTNAM
2675
1738
RIVERSOURCE (AXP)
1950
1172
SCHRODER
190
122
STEWARD
356
178
T ROWE
2275
1482
TEMPLETON
99
49
TIAA-CREF
3387
1651
UBS
463
257
VAN KAMPEN
1055
638
VANGUARD
3351
1686
WELLS FARGO
1137
702
TOPICAL
Shareholders To Push Cos To Change Director Voting Rules (Sept. 28, 2007)
Boardrooms open up to investors' input (Sept. 6, 2007)
SEC Chair Cox Votes For Two Opposing Proxy Access Proposals--Both May Curtail Shareowner Rights (August 1, 2007)
SEC Debating Shareholder Proposals (July 25, 2007)
AIM Funds Take Harder Line in Elections (July 17, 2007)
E-proxy era (July, 2007)
Shareholder Activism in the Annual Reporting Season (June 14, 2007)
Shareholders Push Social and Environmental Issues to the Forefront (June 13, 2007)
'Broker Votes - Opponents May Win One' (June 13, 2007)
'Dissident Shareholders Send Message to Yahoo' (June 13, 2007)
'Say on pay' campaign gains ground in America (June 7, 2007)
Mutual funds back firms on pay (June 5, 2007)
United States: Proposed NYSE Broker Voting Rule Revised (June 5, 2007)
Fidelity Divests Large Chunk of Sudan-Related Holdings (May 22, 2007)
Exxon Still Funding Climate Change Deniers (May 18, 2007)
Opening Up Pandora's Box: SEC Proxy Roundtable Questions Role of Non-Binding Resolutions (May 15, 2007)
Proxy season battles pre-empted by peace: Shareholders, companies resolve disputes before going to vote at annual meetings (May 14, 2007)
Google Shareholders Vote Against Anti-Censorship Proposal: The failed shareholder proposal would have stopped Google from engaging in self-censorship (May 10, 2007)
Mutual funds putting 'more effort' into proxy-voting process (May 9, 2007)
Shareholder Support for Climate Change Resolutions Unremarkable (April 12, 2007)
Mutual Funds Inch Toward More Conscientious Proxy Voting on Social and Environmental Resolutions (March 14, 2007)
Director Elections Proposals - 2006
2007 RESOLUTIONS
Global Warming:
CHEVRON CORP (April 25, 2007)
CONOCOPHILLIPS (April 2, 2007)
DOMINION RESOURCES INC (April 27, 2007)
DUPONT E I DE NEMOURS & CO (April 25, 2007)
EXXON MOBIL CORP (May 30, 2007)
FORD MOTOR CO (May 10, 2007)
GENERAL ELECTRIC CO (April 25, 2007)
WELLS FARGO & CO/MN (April 24, 2007)
Sustainability Reporting:
AMGEN INC (May 9, 2007)
CAMPBELL SOUP CO (November 16, 2006)
COMCAST CORP (May 23, 2007)
CVS/CAREMARK CORP (May 9, 2007)
GOLDMAN SACHS GROUP INC (March 27, 2007)
KELLOGG CO (April 27, 2007)
LENNAR CORP (March 28, 2007)
SAFEWAY INC (May 16, 2007)
WENDYS INTERNATIONAL INC (April 26, 2007)
USEFUL RESOURCES
BSR: Business for Social Responsibility
Coalition for Environmentally Responsible Economies (CERES)
Committee of Concerned Shareholders
CorpGov.net: News, links, commentary, and advocacy geared to the active investor.
Corporate Monitoring: Power to the Shareowners!
CorpWatch: Holding Corporations Accountable
Director Map: Corporate Board Elections
Essential Information: Encouraging activism
Interfaith Center on Corporate Responsibility (ICCR)
Multinational Monitor On-Line: Monthly magazine devoted primarily to examining the activities of multinational companies
PIRC: Independent research and advisory consultancy.
ShareholderProposals.com - Practice Pointers From the Experts
SocialFunds.com: The largest personal finance site devoted to socially responsible investing
Sustainable Business, Green Business, Renewable Energy, Organic & Green Investing, Green Capital
The Corporate Library: Corporate Governance Data, Analysis and Risk Assessment Tools
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