FUND VOTES
Canadian Companies and Fund Votes
In-depth analysis of proxy voting.
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About Fund Votes
2011 DATA ADDED
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NEW Research Report:
Corporate Political Spending and the Mutual Fund Vote: Mutual Fund Support Reaches a New High in 2011. Jackie Cook. Dec. 2011
NEW Research Report:
Tipping the balance? Large mutual funds’ influence upon executive compensation. The American Federation of State, County and Municipal Employees, AFL-CIO AFSCME. May 2011
Decline in U.S. Mutual Funds’ Support of Climate-Related Shareholder Resolutions in 2010, New Report Finds. Rob Berridge and Jackie Cook.
April 2011
View
2010 Climate Votes
on 46 Large Fund Families
Proxy Voting by Canadian Mutual Funds (2006-2009). Laura O'Neill and Jackie Cook.
September 2010
Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook.
June 2010
Research Report: Proxy Voting by Canadian Funds: 2006-2008. Laura O'Neil and Jackie Cook.
June 2009
Research Report: Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook.
May 2009
Mutual Funds' Votes on Executive Compensation Resolutions
(posted Oct. 21, 2008)
Mutual Funds' Votes on Say-on-Pay at 'Bailout Banks'
(posted Oct. 16, 2008)
Mini Survey of Mutual Funds' Votes: 2004-2008
(posted Sept. 15, 2008)
Compare Governance with Social Responsibility Resolutions
(2008)
Compare Management with Shareholder Resolutions
(2008)
Votes on Management Resolutions
(2004-2008)
Votes on Shareholder Resolutions
(2004-2008)
Votes on Director Elections
(2004-2006)
Votes on Corporate Social Responsibility Resolutions
(2004-2008)
Votes on Corporate Governance Resolutions
(2004-2008)
SUPPORT FOR SHAREHOLDER-SPONSORED CSR RESOLUTIONS BY FUND FAMILIES FROM 2004 TO 2008
Fund Family
% Support for CSR Resolutions (2004 2005 2006 2007 2008)
Unique Resns Voted (2004/2005/2006/2007/2008)
ABN AMRO
234 / 294 / 185 / 0 / 0
ADVISORS
0 / 0 / 0 / 0 / 161
AEGON
2023 / 1705 / 731 / 755 / 0
AIM
999 / 952 / 803 / 669 / 442
ALGER
362 / 430 / 313 / 182 / 0
ALLIANCEBERNSTEIN
587 / 534 / 524 / 554 / 597
ALLIANZ
0 / 388 / 408 / 426 / 499
AMERICAN
425 / 541 / 326 / 483 / 466
AMERICAN CENTURY
1452 / 1585 / 1458 / 1818 / 1984
AMERISTOCK
72 / 61 / 65 / 0 / 0
AMERITAS
301 / 290 / 227 / 247 / 254
AMIDEX
0 / 0 / 12 / 0 / 0
ARIEL
42 / 13 / 19 / 13 / 0
ARTISAN
13 / 15 / 18 / 26 / 29
ASTON
0 / 0 / 0 / 129 / 0
BARCLAYS GLOBAL INVESTORS
983 / 164 / 156 / 158 / 0
BEAR STEARNS
89 / 0 / 0 / 0 / 0
BERKSHIRE
3 / 1 / 1 / 7 / 0
BLACKROCK
279 / 406 / 437 / 955 / 797
BRIDGEWAY
158 / 252 / 203 / 249 / 252
CALVERT
275 / 246 / 293 / 230 / 255
CAPSTONE
177 / 22 / 1 / 4 / 5
CATHOLIC FUNDS
166 / 159 / 101 / 9 / 0
CITIZENS
190 / 163 / 314 / 106 / 32
COLUMBIA
193 / 129 / 965 / 1486 / 0
COVENTRY
294 / 300 / 202 / 179 / 0
CREDIT SUISSE
229 / 202 / 299 / 148 / 443
DAVIS
28 / 21 / 16 / 26 / 21
DELAWARE
414 / 269 / 184 / 83 / 0
DODGE & COX
74 / 64 / 96 / 98 / 97
domini
207 / 64 / 69 / 49 / 59
DREYFUS
697 / 572 / 554 / 538 / 344
DWS (DWS SCUDDER)
0 / 0 / 194 / 405 / 674
ENTERPRISE
491 / 273 / 28 / 16 / 0
ETRADE
0 / 182 / 170 / 136 / 0
EXCELSIOR
213 / 169 / 120 / 75 / 0
Federated
671 / 625 / 576 / 556 / 678
FIDELITY
2163 / 1858 / 1860 / 1446 / 745
FIFTH THIRD
449 / 440 / 446 / 135 / 243
FIRST EAGLE
43 / 20 / 40 / 54 / 18
FRANKLIN
958 / 720 / 836 / 859 / 764
GABELLI
217 / 209 / 0 / 226 / 0
GARTMORE
326 / 450 / 914 / 0 / 0
GOLDMAN SACHS
650 / 574 / 859 / 910 / 528
GREEN CENTURY
0 / 3 / 14 / 0 / 0
HARBOR
34 / 62 / 59 / 73 / 56
INCOME FUND OF AMERICA
80 / 79 / 65 / 0 / 0
ING
2313 / 3235 / 3219 / 3131 / 3780
INTEGRITY
69 / 58 / 43 / 46 / 0
INVESTMENT CO OF AMERICA
112 / 109 / 103 / 0 / 0
JANUS
1324 / 1205 / 1151 / 1309 / 1224
JOHN HANCOCK
0 / 1806 / 2613 / 2195 / 0
JP MORGAN
123 / 54 / 100 / 101 / 0
LAZARD
154 / 156 / 252 / 202 / 0
LEGG MASON
145 / 134 / 1224 / 1200 / 1231
LIBERTY
91 / 96 / 46 / 49 / 0
LONGLEAF
17 / 16 / 11 / 0 / 0
LORD ABBETT
518 / 609 / 570 / 256 / 0
MANUFACTURERS
1849 / 0 / 0 / 0 / 0
MASSACHUSETTS INVESTORS
62 / 49 / 50 / 34 / 45
MASSMUTUAL
1316 / 1643 / 1458 / 1689 / 891
MELLON
335 / 324 / 72 / 338 / 46
MERRILL LYNCH
332 / 366 / 232 / 0 / 0
MFS
1134 / 783 / 646 / 576 / 426
MMA PRAXIS
77 / 74 / 61 / 79 / 145
MORGAN STANLEY
2065 / 1551 / 1616 / 1316 / 1947
NATIONS
606 / 604 / 0 / 0 / 0
NATIONWIDE
0 / 0 / 0 / 1146 / 0
NEUBERGER BERMAN
128 / 94 / 191 / 168 / 0
NEW RIVER
0 / 18 / 15 / 9 / 0
NUVEEN
127 / 110 / 135 / 0 / 0
OPPENHEIMER
347 / 352 / 381 / 301 / 376
PARNASSUS
38 / 23 / 71 / 38 / 58
PAX
14 / 12 / 21 / 18 / 0
PHOENIX
1753 / 1041 / 931 / 830 / 1318
PIMCO
673 / 0 / 0 / 0 / 0
PIONEER
449 / 415 / 460 / 482 / 449
PUTNAM
529 / 416 / 452 / 394 / 1738
QUAKER
56 / 13 / 58 / 34 / 0
RIVERSOURCE (AXP)
1179 / 1083 / 1097 / 1041 / 1172
RUSSELL (FRANK RUSSELL)
1168 / 1129 / 981 / 977 / 0
SAFECO
267 / 12 / 0 / 0 / 0
SALOMON
228 / 249 / 278 / 0 / 0
SCHRODER
136 / 142 / 136 / 119 / 122
SCHWAB
182 / 180 / 172 / 179 / 0
SCUDDER
606 / 497 / 0 / 0 / 0
SIERRA CLUB
7 / 13 / 0 / 0 / 0
SMITH BARNEY
1267 / 1229 / 0 / 0 / 0
STATE STREET
633 / 245 / 156 / 158 / 0
STEWARD
129 / 145 / 198 / 267 / 178
STRONG
532 / 49 / 0 / 0 / 0
SWIB
158 / 0 / 118 / 19 / 0
T ROWE
1589 / 1463 / 1456 / 1278 / 1482
TEMPLETON
66 / 65 / 51 / 42 / 49
TIAA-CREF
1165 / 1290 / 2811 / 980 / 1651
TRAVELERS
732 / 868 / 298 / 0 / 0
TRILLIUM
123 / 133 / 10 / 0 / 0
UBS
0 / 0 / 0 / 0 / 257
VAN KAMPEN
359 / 523 / 524 / 707 / 638
VANGUARD
2060 / 1896 / 1878 / 2188 / 1686
WELLS FARGO
1311 / 2503 / 1449 / 732 / 702
WINSLOW
0 / 0 / 2 / 0 / 0
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