FUND VOTES
Canadian Companies and Fund Votes
In-depth analysis of proxy voting.
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About Fund Votes
2011 DATA ADDED
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NEW Research Report:
Corporate Political Spending and the Mutual Fund Vote: Mutual Fund Support Reaches a New High in 2011. Jackie Cook. Dec. 2011
NEW Research Report:
Tipping the balance? Large mutual funds’ influence upon executive compensation. The American Federation of State, County and Municipal Employees, AFL-CIO AFSCME. May 2011
Decline in U.S. Mutual Funds’ Support of Climate-Related Shareholder Resolutions in 2010, New Report Finds. Rob Berridge and Jackie Cook.
April 2011
View
2010 Climate Votes
on 46 Large Fund Families
Proxy Voting by Canadian Mutual Funds (2006-2009). Laura O'Neill and Jackie Cook.
September 2010
Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook.
June 2010
Research Report: Proxy Voting by Canadian Funds: 2006-2008. Laura O'Neil and Jackie Cook.
June 2009
Research Report: Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook.
May 2009
Mutual Funds' Votes on Executive Compensation Resolutions
(posted Oct. 21, 2008)
Mutual Funds' Votes on Say-on-Pay at 'Bailout Banks'
(posted Oct. 16, 2008)
Mini Survey of Mutual Funds' Votes: 2004-2008
(posted Sept. 15, 2008)
Compare Governance with Social Responsibility Resolutions
(2008)
Compare Management with Shareholder Resolutions
(2008)
Votes on Management Resolutions
(2004-2008)
Votes on Shareholder Resolutions
(2004-2008)
Votes on Director Elections
(2004-2006)
Votes on Corporate Social Responsibility Resolutions
(2004-2008)
Votes on Corporate Governance Resolutions
(2004-2008)
SUPPORT FOR SHAREHOLDER-SPONSORED RESOLUTIONS BY FUND FAMILIES FROM 2004 TO 2008
Fund Family
% Support for Shareholder Resolutions (2004 2005 2006 2007 2008)
# Resns Voted (2004/2005/2006/2007/2008)
ABN AMRO
602 / 593 / 537 / - / -
ADVISORS
- / - / - / - / 455
AEGON
8200 / 6302 / 2183 / 2365 / -
AIM
2795 / 2446 / 2386 / 2242 / 1761
ALGER
858 / 976 / 822 / 1112 / -
ALLIANCEBERNSTEIN
1568 / 1540 / 1551 / 1632 / 1895
ALLIANZ
- / 935 / 1234 / 1434 / 1459
AMERICAN
1146 / 1001 / 1143 / 1387 / 1415
AMERICAN CENTURY
4100 / 3779 / 4249 / 5450 / 5693
AMERISTOCK
162 / 121 / 150 / - / -
AMERITAS
854 / 736 / 693 / 779 / 784
AMIDEX
1 / - / 33 / - / -
ARIEL
128 / 31 / 66 / 71 / -
ARTISAN
72 / 76 / 45 / 171 / 212
ASTON
- / - / - / 633 / -
BARCLAYS GLOBAL INVESTORS
2974 / 445 / 503 / 537 / -
BEAR STEARNS
227 / - / - / - / -
BERKSHIRE
7 / 5 / 4 / 15 / -
BLACKROCK
744 / 943 / 1292 / 3157 / 2504
BRIDGEWAY
515 / 614 / 659 / 815 / 756
CALVERT
873 / 729 / 945 / 921 / 809
CAPSTONE
551 / 38 / 7 / 25 / 40
CATHOLIC FUNDS
546 / 434 / 315 / 71 / -
CITIFUNDS
- / - / 8 / - / -
CITIZENS
595 / 441 / 504 / 504 / 87
COLUMBIA
476 / 320 / 2982 / 4717 / -
COVENTRY
747 / 665 / 552 / 608 / -
CREDIT SUISSE
626 / 526 / 975 / 797 / 1318
DAVIS
71 / 54 / 61 / 91 / 81
DELAWARE
1078 / 574 / 486 / 447 / -
DODGE & COX
213 / 182 / 284 / 283 / 276
DOMINI
771 / 208 / 243 / 228 / 204
DREYFUS
2151 / 1556 / 1758 / 1896 / 1093
DWS (DWS SCUDDER)
- / - / 597 / 1273 / 5338
ENTERPRISE
1347 / 683 / 94 / 81 / -
ETRADE
- / 662 / 696 / 873 / -
EUROPACIFIC
39 / 29 / 23 / 52 / -
EXCELSIOR
519 / 387 / 356 / 413 / -
FEDERATED
1927 / 1605 / 1651 / 1833 / 1923
FIDELITY
6382 / 4697 / 6111 / 5419 / 2574
FIFTH THIRD
1254 / 1086 / 1421 / 586 / 1446
FIRST EAGLE
81 / 40 / 105 / 145 / 157
FRANKLIN
2547 / 1738 / 2587 / 2801 / 2396
GABELLI
818 / 579 / - / 726 / -
GARTMORE
947 / 1079 / 3044 / - / -
GOLDMAN SACHS
1777 / 1265 / 2625 / 2835 / 3711
GREEN CENTURY
1 / 9 / 44 / 262 / -
HARBOR
92 / 142 / 210 / 250 / 371
INCOME FUND OF AMERICA
206 / 196 / 201 / 198 / -
ING
6606 / 8235 / 9935 / 10127 / 11492
INTEGRITY
172 / 127 / 140 / 143 / -
INVESTMENT CO OF AMERICA
293 / 246 / 302 / 289 / -
JANUS
3619 / 3007 / 3620 / 4056 / 3691
JOHN HANCOCK
- / 4419 / 8361 / 7773 / -
JP MORGAN
333 / 116 / 284 / 355 / -
LAZARD
405 / 377 / 697 / 661 / -
LEGG MASON
439 / 378 / 3398 / 4656 / 3846
LIBERTY
236 / 220 / 168 / 335 / -
LONGLEAF
37 / 30 / 30 / 38 / -
LORD ABBETT
1276 / 1357 / 1704 / 1810 / -
MANUFACTURERS
4903 / - / - / - / -
MASSACHUSETTS INVESTORS
161 / 101 / 134 / 118 / 233
MASSMUTUAL
3729 / 4143 / 4459 / 5693 / 5407
MELLON
840 / 772 / 225 / 1034 / 405
MERRILL LYNCH
884 / 931 / 681 / - / -
MFS
2967 / 1779 / 1808 / 1872 / 2464
MMA PRAXIS
252 / 224 / 260 / 285 / 465
MORGAN STANLEY
6076 / 4168 / 5038 / 4676 / 5986
NATIONS
1733 / 1495 / - / - / -
NATIONWIDE
- / - / - / 3934 / -
NEUBERGER BERMAN
346 / 319 / 671 / 989 / -
NEW ALTERNATIVES
3 / 1 / - / - / -
NEW RIVER
- / 40 / 32 / 43 / -
NUVEEN
348 / 344 / 392 / - / -
OPPENHEIMER
964 / 903 / 1014 / 936 / 940
PARNASSUS
75 / 66 / 195 / 120 / 161
PAX
51 / 48 / 56 / 77 / -
PHOENIX
4484 / 2477 / 3009 / 4192 / 3735
PIMCO
1811 / - / - / - / -
PIONEER
1098 / 933 / 1315 / 1468 / 1290
PORTFOLIO21
- / - / 21 / 47 / -
PUTNAM
1396 / 1008 / 1330 / 1517 / 5302
QUAKER
217 / 36 / 202 / 54 / -
RIVERSOURCE (AXP)
3169 / 2757 / 3397 / 3363 / 3467
RUSSELL (FRANK RUSSELL)
3672 / 2991 / 3139 / 3471 / -
SAFECO
22 / - / - / - / -
SALOMON
584 / 563 / 734 / - / -
SCHRODER
403 / - / 400 / 539 / 550
SCHWAB
541 / 473 / 568 / 585 / -
SCUDDER
1892 / 1227 / 3 / - / -
SIERRA CLUB
48 / 44 / 73 / - / -
SMITH BARNEY
3234 / 2789 / - / - / -
STATE STREET
1768 / 587 / 520 / 528 / -
STEWARD
450 / 426 / 708 / 1017 / 712
STRONG
1464 / 128 / - / - / -
SWIB
497 / - / 336 / 95 / -
T ROWE
4513 / 3938 / 4475 / 4219 / 4162
TEMPLETON
310 / 275 / 289 / 254 / 379
TIAA-CREF
3953 / 3599 / 7657 / 7179 / 5923
TRAVELERS
2143 / 1941 / 823 / - / -
TRILLIUM
350 / 352 / - / - / -
UBS
- / - / - / - / 886
VAN KAMPEN
966 / 1477 / 1594 / 2362 / 2288
VANGUARD
2824 / 3836 / 6379 / 7563 / 5492
WELLS FARGO
3983 / 145 / 4823 / 2464 / 2310
WINSLOW
- / - / 3 / 2 / -
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