Canadian Companies and Fund Votes | CII Teleconference: Sustainability - How Companies are Moving Beyond Compliance. June 25, 2010 | ||
| NEW Research Report: Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook. June 2010 | ||
| Research Report: Proxy Voting by Canadian Funds: 2006-2008. Laura O'Neil and Jackie Cook. June 2009 | ||
| Research Report: Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook. May 2009 | ||
| Mutual Funds' Votes on Executive Compensation Resolutions (posted Oct. 21, 2008) | ||
| Mutual Funds' Votes on Say-on-Pay at 'Bailout Banks' (posted Oct. 16, 2008) | ||
| Mini Survey of Mutual Funds' Votes: 2004-2008 (posted Sept. 15, 2008) | ||
| Compare Governance with Social Responsibility Resolutions (2008) | ||
| Compare Management with Shareholder Resolutions (2008) | ||
| Votes on Management Resolutions (2004-2008) | ||
| Votes on Shareholder Resolutions (2004-2008) | ||
| Votes on Director Elections (2004-2006) | ||
| Votes on Corporate Social Responsibility Resolutions (2004-2008) | ||
| Votes on Corporate Governance Resolutions (2004-2008) | ||
| SUPPORT FOR SHAREHOLDER-SPONSORED RESOLUTIONS BY FUND FAMILIES FROM 2004 TO 2008 | ||
| Fund Family | % Support for Shareholder Resolutions (2004 2005 2006 2007 2008) | # Resns Voted (2004/2005/2006/2007/2008) |
| ABN AMRO |  | 602 / 593 / 537 / - / - |
| ADVISORS |  | - / - / - / - / 455 |
| AEGON |  | 8200 / 6302 / 2183 / 2365 / - |
| AIM |  | 2795 / 2446 / 2386 / 2242 / 1761 |
| ALGER |  | 858 / 976 / 822 / 1112 / - |
| ALLIANCEBERNSTEIN |  | 1568 / 1540 / 1551 / 1632 / 1895 |
| ALLIANZ |  | - / 935 / 1234 / 1434 / 1459 |
| AMERICAN |  | 1146 / 1001 / 1143 / 1387 / 1415 |
| AMERICAN CENTURY |  | 4100 / 3779 / 4249 / 5450 / 5693 |
| AMERISTOCK |  | 162 / 121 / 150 / - / - |
| AMERITAS |  | 854 / 736 / 693 / 779 / 784 |
| AMIDEX |  | 1 / - / 33 / - / - |
| ARIEL |  | 128 / 31 / 66 / 71 / - |
| ARTISAN |  | 72 / 76 / 45 / 171 / 212 |
| ASTON |  | - / - / - / 633 / - |
| BARCLAYS GLOBAL INVESTORS |  | 2974 / 445 / 503 / 537 / - |
| BEAR STEARNS |  | 227 / - / - / - / - |
| BERKSHIRE |  | 7 / 5 / 4 / 15 / - |
| BLACKROCK |  | 744 / 943 / 1292 / 3157 / 2504 |
| BRIDGEWAY |  | 515 / 614 / 659 / 815 / 756 |
| CALVERT |  | 873 / 729 / 945 / 921 / 809 |
| CAPSTONE |  | 551 / 38 / 7 / 25 / 40 |
| CATHOLIC FUNDS |  | 546 / 434 / 315 / 71 / - |
| CITIFUNDS |  | - / - / 8 / - / - |
| CITIZENS |  | 595 / 441 / 504 / 504 / 87 |
| COLUMBIA |  | 476 / 320 / 2982 / 4717 / - |
| COVENTRY |  | 747 / 665 / 552 / 608 / - |
| CREDIT SUISSE |  | 626 / 526 / 975 / 797 / 1318 |
| DAVIS |  | 71 / 54 / 61 / 91 / 81 |
| DELAWARE |  | 1078 / 574 / 486 / 447 / - |
| DODGE & COX |  | 213 / 182 / 284 / 283 / 276 |
| DOMINI |  | 771 / 208 / 243 / 228 / 204 |
| DREYFUS |  | 2151 / 1556 / 1758 / 1896 / 1093 |
| DWS (DWS SCUDDER) |  | - / - / 597 / 1273 / 5338 |
| ENTERPRISE |  | 1347 / 683 / 94 / 81 / - |
| ETRADE |  | - / 662 / 696 / 873 / - |
| EUROPACIFIC |  | 39 / 29 / 23 / 52 / - |
| EXCELSIOR |  | 519 / 387 / 356 / 413 / - |
| FEDERATED |  | 1927 / 1605 / 1651 / 1833 / 1923 |
| FIDELITY |  | 6382 / 4697 / 6111 / 5419 / 2574 |
| FIFTH THIRD |  | 1254 / 1086 / 1421 / 586 / 1446 |
| FIRST EAGLE |  | 81 / 40 / 105 / 145 / 157 |
| FRANKLIN |  | 2547 / 1738 / 2587 / 2801 / 2396 |
| GABELLI |  | 818 / 579 / - / 726 / - |
| GARTMORE |  | 947 / 1079 / 3044 / - / - |
| GOLDMAN SACHS |  | 1777 / 1265 / 2625 / 2835 / 3711 |
| GREEN CENTURY |  | 1 / 9 / 44 / 262 / - |
| HARBOR |  | 92 / 142 / 210 / 250 / 371 |
| INCOME FUND OF AMERICA |  | 206 / 196 / 201 / 198 / - |
| ING |  | 6606 / 8235 / 9935 / 10127 / 11492 |
| INTEGRITY |  | 172 / 127 / 140 / 143 / - |
| INVESTMENT CO OF AMERICA |  | 293 / 246 / 302 / 289 / - |
| JANUS |  | 3619 / 3007 / 3620 / 4056 / 3691 |
| JOHN HANCOCK |  | - / 4419 / 8361 / 7773 / - |
| JP MORGAN |  | 333 / 116 / 284 / 355 / - |
| LAZARD |  | 405 / 377 / 697 / 661 / - |
| LEGG MASON |  | 439 / 378 / 3398 / 4656 / 3846 |
| LIBERTY |  | 236 / 220 / 168 / 335 / - |
| LONGLEAF |  | 37 / 30 / 30 / 38 / - |
| LORD ABBETT |  | 1276 / 1357 / 1704 / 1810 / - |
| MANUFACTURERS |  | 4903 / - / - / - / - |
| MASSACHUSETTS INVESTORS |  | 161 / 101 / 134 / 118 / 233 |
| MASSMUTUAL |  | 3729 / 4143 / 4459 / 5693 / 5407 |
| MELLON |  | 840 / 772 / 225 / 1034 / 405 |
| MERRILL LYNCH |  | 884 / 931 / 681 / - / - |
| MFS |  | 2967 / 1779 / 1808 / 1872 / 2464 |
| MMA PRAXIS |  | 252 / 224 / 260 / 285 / 465 |
| MORGAN STANLEY |  | 6076 / 4168 / 5038 / 4676 / 5986 |
| NATIONS |  | 1733 / 1495 / - / - / - |
| NATIONWIDE |  | - / - / - / 3934 / - |
| NEUBERGER BERMAN |  | 346 / 319 / 671 / 989 / - |
| NEW ALTERNATIVES |  | 3 / 1 / - / - / - |
| NEW RIVER |  | - / 40 / 32 / 43 / - |
| NUVEEN |  | 348 / 344 / 392 / - / - |
| OPPENHEIMER |  | 964 / 903 / 1014 / 936 / 940 |
| PARNASSUS |  | 75 / 66 / 195 / 120 / 161 |
| PAX |  | 51 / 48 / 56 / 77 / - |
| PHOENIX |  | 4484 / 2477 / 3009 / 4192 / 3735 |
| PIMCO |  | 1811 / - / - / - / - |
| PIONEER |  | 1098 / 933 / 1315 / 1468 / 1290 |
| PORTFOLIO21 |  | - / - / 21 / 47 / - |
| PUTNAM |  | 1396 / 1008 / 1330 / 1517 / 5302 |
| QUAKER |  | 217 / 36 / 202 / 54 / - |
| RIVERSOURCE (AXP) |  | 3169 / 2757 / 3397 / 3363 / 3467 |
| RUSSELL (FRANK RUSSELL) |  | 3672 / 2991 / 3139 / 3471 / - |
| SAFECO |  | 22 / - / - / - / - |
| SALOMON |  | 584 / 563 / 734 / - / - |
| SCHRODER |  | 403 / - / 400 / 539 / 550 |
| SCHWAB |  | 541 / 473 / 568 / 585 / - |
| SCUDDER |  | 1892 / 1227 / 3 / - / - |
| SIERRA CLUB |  | 48 / 44 / 73 / - / - |
| SMITH BARNEY |  | 3234 / 2789 / - / - / - |
| STATE STREET |  | 1768 / 587 / 520 / 528 / - |
| STEWARD |  | 450 / 426 / 708 / 1017 / 712 |
| STRONG |  | 1464 / 128 / - / - / - |
| SWIB |  | 497 / - / 336 / 95 / - |
| T ROWE |  | 4513 / 3938 / 4475 / 4219 / 4162 |
| TEMPLETON |  | 310 / 275 / 289 / 254 / 379 |
| TIAA-CREF |  | 3953 / 3599 / 7657 / 7179 / 5923 |
| TRAVELERS |  | 2143 / 1941 / 823 / - / - |
| TRILLIUM |  | 350 / 352 / - / - / - |
| UBS |  | - / - / - / - / 886 |
| VAN KAMPEN |  | 966 / 1477 / 1594 / 2362 / 2288 |
| VANGUARD |  | 2824 / 3836 / 6379 / 7563 / 5492 |
| WELLS FARGO |  | 3983 / 145 / 4823 / 2464 / 2310 |
| WINSLOW |  | - / - / 3 / 2 / - |