FUND VOTES Canadian Companies and Fund Votes 
 

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CII Teleconference: Sustainability - How Companies are Moving Beyond Compliance. June 25, 2010
NEW Research Report: Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook. June 2010
Research Report: Proxy Voting by Canadian Funds: 2006-2008. Laura O'Neil and Jackie Cook. June 2009
Research Report: Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook. May 2009
Mutual Funds' Votes on Executive Compensation Resolutions (posted Oct. 21, 2008)
Mutual Funds' Votes on Say-on-Pay at 'Bailout Banks' (posted Oct. 16, 2008)
Mini Survey of Mutual Funds' Votes: 2004-2008 (posted Sept. 15, 2008)
Compare Governance with Social Responsibility Resolutions (2008)
Compare Management with Shareholder Resolutions (2008)
Votes on Management Resolutions (2004-2008)
Votes on Shareholder Resolutions (2004-2008)
Votes on Director Elections (2004-2006)
Votes on Corporate Social Responsibility Resolutions (2004-2008)
Votes on Corporate Governance Resolutions (2004-2008)
 
SUPPORT FOR SHAREHOLDER-SPONSORED RESOLUTIONS BY FUND FAMILIES FROM 2004 TO 2008

Fund Family% Support for Shareholder Resolutions (2004 2005 2006 2007 2008)# Resns Voted (2004/2005/2006/2007/2008)

ABN AMRO602 / 593 / 537 / - / -
ADVISORS- / - / - / - / 455
AEGON8200 / 6302 / 2183 / 2365 / -
AIM2795 / 2446 / 2386 / 2242 / 1761
ALGER858 / 976 / 822 / 1112 / -
ALLIANCEBERNSTEIN1568 / 1540 / 1551 / 1632 / 1895
ALLIANZ- / 935 / 1234 / 1434 / 1459
AMERICAN1146 / 1001 / 1143 / 1387 / 1415
AMERICAN CENTURY4100 / 3779 / 4249 / 5450 / 5693
AMERISTOCK162 / 121 / 150 / - / -
AMERITAS854 / 736 / 693 / 779 / 784
AMIDEX1 / - / 33 / - / -
ARIEL128 / 31 / 66 / 71 / -
ARTISAN72 / 76 / 45 / 171 / 212
ASTON- / - / - / 633 / -
BARCLAYS GLOBAL INVESTORS2974 / 445 / 503 / 537 / -
BEAR STEARNS227 / - / - / - / -
BERKSHIRE7 / 5 / 4 / 15 / -
BLACKROCK744 / 943 / 1292 / 3157 / 2504
BRIDGEWAY515 / 614 / 659 / 815 / 756
CALVERT873 / 729 / 945 / 921 / 809
CAPSTONE551 / 38 / 7 / 25 / 40
CATHOLIC FUNDS546 / 434 / 315 / 71 / -
CITIFUNDS- / - / 8 / - / -
CITIZENS595 / 441 / 504 / 504 / 87
COLUMBIA476 / 320 / 2982 / 4717 / -
COVENTRY747 / 665 / 552 / 608 / -
CREDIT SUISSE626 / 526 / 975 / 797 / 1318
DAVIS71 / 54 / 61 / 91 / 81
DELAWARE1078 / 574 / 486 / 447 / -
DODGE & COX213 / 182 / 284 / 283 / 276
DOMINI771 / 208 / 243 / 228 / 204
DREYFUS2151 / 1556 / 1758 / 1896 / 1093
DWS (DWS SCUDDER)- / - / 597 / 1273 / 5338
ENTERPRISE1347 / 683 / 94 / 81 / -
ETRADE- / 662 / 696 / 873 / -
EUROPACIFIC39 / 29 / 23 / 52 / -
EXCELSIOR519 / 387 / 356 / 413 / -
FEDERATED1927 / 1605 / 1651 / 1833 / 1923
FIDELITY6382 / 4697 / 6111 / 5419 / 2574
FIFTH THIRD1254 / 1086 / 1421 / 586 / 1446
FIRST EAGLE81 / 40 / 105 / 145 / 157
FRANKLIN2547 / 1738 / 2587 / 2801 / 2396
GABELLI818 / 579 / - / 726 / -
GARTMORE947 / 1079 / 3044 / - / -
GOLDMAN SACHS1777 / 1265 / 2625 / 2835 / 3711
GREEN CENTURY1 / 9 / 44 / 262 / -
HARBOR92 / 142 / 210 / 250 / 371
INCOME FUND OF AMERICA206 / 196 / 201 / 198 / -
ING6606 / 8235 / 9935 / 10127 / 11492
INTEGRITY172 / 127 / 140 / 143 / -
INVESTMENT CO OF AMERICA293 / 246 / 302 / 289 / -
JANUS3619 / 3007 / 3620 / 4056 / 3691
JOHN HANCOCK- / 4419 / 8361 / 7773 / -
JP MORGAN333 / 116 / 284 / 355 / -
LAZARD405 / 377 / 697 / 661 / -
LEGG MASON439 / 378 / 3398 / 4656 / 3846
LIBERTY236 / 220 / 168 / 335 / -
LONGLEAF37 / 30 / 30 / 38 / -
LORD ABBETT1276 / 1357 / 1704 / 1810 / -
MANUFACTURERS4903 / - / - / - / -
MASSACHUSETTS INVESTORS161 / 101 / 134 / 118 / 233
MASSMUTUAL3729 / 4143 / 4459 / 5693 / 5407
MELLON840 / 772 / 225 / 1034 / 405
MERRILL LYNCH884 / 931 / 681 / - / -
MFS2967 / 1779 / 1808 / 1872 / 2464
MMA PRAXIS252 / 224 / 260 / 285 / 465
MORGAN STANLEY6076 / 4168 / 5038 / 4676 / 5986
NATIONS1733 / 1495 / - / - / -
NATIONWIDE- / - / - / 3934 / -
NEUBERGER BERMAN346 / 319 / 671 / 989 / -
NEW ALTERNATIVES3 / 1 / - / - / -
NEW RIVER- / 40 / 32 / 43 / -
NUVEEN348 / 344 / 392 / - / -
OPPENHEIMER964 / 903 / 1014 / 936 / 940
PARNASSUS75 / 66 / 195 / 120 / 161
PAX51 / 48 / 56 / 77 / -
PHOENIX4484 / 2477 / 3009 / 4192 / 3735
PIMCO1811 / - / - / - / -
PIONEER1098 / 933 / 1315 / 1468 / 1290
PORTFOLIO21- / - / 21 / 47 / -
PUTNAM1396 / 1008 / 1330 / 1517 / 5302
QUAKER217 / 36 / 202 / 54 / -
RIVERSOURCE (AXP)3169 / 2757 / 3397 / 3363 / 3467
RUSSELL (FRANK RUSSELL)3672 / 2991 / 3139 / 3471 / -
SAFECO22 / - / - / - / -
SALOMON584 / 563 / 734 / - / -
SCHRODER403 / - / 400 / 539 / 550
SCHWAB541 / 473 / 568 / 585 / -
SCUDDER1892 / 1227 / 3 / - / -
SIERRA CLUB48 / 44 / 73 / - / -
SMITH BARNEY3234 / 2789 / - / - / -
STATE STREET1768 / 587 / 520 / 528 / -
STEWARD450 / 426 / 708 / 1017 / 712
STRONG1464 / 128 / - / - / -
SWIB497 / - / 336 / 95 / -
T ROWE4513 / 3938 / 4475 / 4219 / 4162
TEMPLETON310 / 275 / 289 / 254 / 379
TIAA-CREF3953 / 3599 / 7657 / 7179 / 5923
TRAVELERS2143 / 1941 / 823 / - / -
TRILLIUM350 / 352 / - / - / -
UBS- / - / - / - / 886
VAN KAMPEN966 / 1477 / 1594 / 2362 / 2288
VANGUARD2824 / 3836 / 6379 / 7563 / 5492
WELLS FARGO3983 / 145 / 4823 / 2464 / 2310
WINSLOW- / - / 3 / 2 / -

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